substantially high incentive. {B}'s actions were deemed dishonest, unprofessional and illegitimately seeking benefits from investors in that he used the client's account to trade securities for the benefit of his
normal course of gold future brokerage with benefits from trading fees by soliciting the public to invest in gold futures, providing investment information and calculation methods for returns, and
brought about benefits to Suthisak and a juristic person whose major shareholders are Darunee and Paphawin. Their actions were therefore deemed in contravention of and shall be liable to the penalty under
and benefits of accounting figures of the companies in China and India after the adoption of the International Financial Reporting Standards or IFRS. In cases of Indian companies, after IFRS adoption
views of regulator and regulated persons. Meanwhile, better communication will allow stakeholders to learn of purposes, objectives and benefits of the regulations which must also be responsive to their
, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above
investment in L.V.C. Development Co., Ltd. that there might be falsification of documents on the purchase of L.V.C. Development?s shares during 2005 to syphon benefits out of POWER-P. After the SEC?s probe
in order to add value to businesses and enhance benefits for the public in line with the SEC vision to build a sustainable capital market for all, ? added SEC Chief. SET President Kesara Manchusree
office solicited the foreign investors to make investments according to Gilt Edge?s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team
Exchange of Thailand, the SEC?s further investigation has revealed that Witoon and the three other persons in the same group purchased GLOBAL shares and GLOBAL-W warrants and gained benefits from such