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, while he escaped from the case. Owing to such severe offences, the SEC deemed Chalerm unfit to be in the securities business personnel and, therefore, revoked the approval status of the investor contact
October 2009. Chalerm?s manipulative arrangements were systematically planned and intended to conceal the facts from the clients, which caused a number of clients great damages, while he ran off. Owing to
that the transactions are appropriate and beneficial to the company while the investment cost is acceptable. Owing to the fact that the transactions are material and the counterparty is Rattanarak Group
months. Owing to the fact that {A}'s approved securities investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest of suspension
the period of ten years. Owing to the fact that Nakul?s approval as fund manager was expired and he has not been in the capital market business recently, instead of imposing revocation order, the SEC
specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General
inaccurate accounts to deceive the others. Owing to the fact that Mr.Ratchasak made confession beneficial to the case, the Court reduced the punishments according to Section 78 of the Penal Code. Accordingly
increased by Baht 291.5 million or 10.82% due to the sales of customers in the automotive parts , painting and lubricant packaging increased from last year owing to many new products have started commercial