the end of each business day in order to realize the profit or loss from derivatives position everyday. If mark to market went against investor position, the initial margin will decreases by that amount
least once at the end of each business day in order to realize the profit or loss from derivatives position everyday. If mark to market went against investor position, the initial margin will decreases by
broker will mark to market the futures position of investor at least once at the end of each business day in order to realize the profit or loss from derivatives position everyday. If mark to market went
. If the custodian receives a notification from its clients in order to switch to another custodian, the custodian shall hand over the assets to the other custodian within fifteen days. Clause 10. The
to be not less than the amount specified under the law controlling the undertaking of such business. (2) Within three years preceding the year of application filing toward the date which an approval is
details in the application together with evidentiary documentation, is empowered to order the applicant to elucidate or deliver an additional evidentiary documentation as deemed appropriate within a
where any independent director of a securities company passes away or resigns or his/her approval is revoked by the Office, the securities company shall appoint a new independent director within 90 days
independent director within 90 days from the date on which such matter occurs and it shall be deemed that the securities company is given an exemption by the Office from appointment of independent director
November 8, 2017) for a period of not more than 2 years from the first draw down date with additional in mortgage value for the same Land, Building, and Machinery Mortgaged in order to use the fund as