the bills issued by a company at the full amount not yet redeemed*. The SEC is therefore proposing to amend the regulations concerning offering for sale of bills. The key points of the proposed
In 2018, the SEC issued regulations governing the management and storage of data related to digital asset business operations. It is now deemed appropriate to amend the regulations to ensure
The SEC Board has passed a resolution approving in principle the proposal to amend the Ministerial Regulations on Licensing of Digital Asset Businesses B.E. 2561 (2018) and relevant regulations to
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
compromise business opportunities.The SEC is therefore proposing to amend the IPO regulations by clarifying the issuer’s qualification of non-involvement in an illegal business to ensure clarity and
the votes of unitholders who have special interests in the matter).(4) Amendment of trust deed: In case of REITs and Infra Trusts, the trust manager shall amend the trust deed to complete the
from the latest Financial Sector Assessment Program (FSAP) in 2019, requesting SEC to amend the Securities and Exchange Act to impose sanctions on the audit firms in the capital market.“In addition
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing
consecutive months; (5) fundraising is more flexible by cancelling separation of offering limit to retail investors and non-retail investors. In addition, SEC will amend the details in the crowdfunding