accurate information was in place to ensure the status of qualified customers as high net worth investors. On May 30, 2025, the Criminal Fining Committee issued special order no. 2/2025 imposing a fine on FL

scope of work. In addition, CL did not inform the SEC about the outsourcing. This case is in the process of inquiry by the inquiry official. SEC Act S.100 in conjunction with 113 Criminal Complaint

transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56

his failure to order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 56(1) Criminal

the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act

Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 56

2023 (Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 23

audited financial statements for the year 2023 and (2) the annual report for the year 2023 (Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry

reports (Form 59-2) to the SEC office on 10 March 2021, 5 April 2023, 14 June 2023 and 28 March 2024 respectively, which means Mrs. Wannee failed to prepare and disclose the reports within the period

2021 - 21 March 2024). However, Mr. Niran prepared and disclosed the report (Form 59-2) to the SEC office on 10 March 2021, 5 April 2023, 14 June 2023 and 28 March 2024 respectively, which means Mr