BAKERY PUBLIC COMPANY LIMITED PCC: Precise Corporation Public Company Limited PCE: PETCHSRIVICHAI ENTERPRISE PUBLIC COMPANY LIMITED PCSGH: P.C.S. MACHINE GROUP HOLDING PUBLIC COMPANY LIMITED PDG: PRODIGY
Personnel in the Capital Market Business dated 3 June 2014, and were thus suspended as securities investment consultant. The person in (2) was in contravention of Clause 31(1) and Clause 33(3) of the
investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of (1) and (2), {A} affixed her signature as the investment consultant for a person who was not her client
group of persons assume the responsibility to the completeness and accuracy of the information in the case where such juristic person or the non-juristic group of persons has the duty to submit
The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client
barred her from holding any securities company management positions for six years. In case of {B}, she had used a client trading account to trade AMC shares for another person. The SEC found that Somchai
ที่ กม (Translation) No. Gor. Mor. 38/2560 August 8, 2017 Subject: Approve investment in International Commercial Coordination (Hong Kong) Ltd., which is a connected person To : Director and Manager
be repealed. Clause 2. In this Notification: “Derivatives agent” means any person licensed to undertake derivatives business in the category of derivatives agent. “Derivative exchange” means any
Property Deposited as Margins dated 8 May 2006 shall be repealed. Clause 2. In this Notification: “Derivatives agent” means any person licensed to undertake derivatives business in the category of