client's order and not taping investment advices and client's order. Following a report on client?s complaint filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A} sent

total revenues came from a major counterparty. 2.  In term of due diligence, failure to have the following information disclosed:(1)  Debt repayment ability of a large debtor which is also the applicant?s

identified, e.g., profits generated from normal business operation with potential recurring in the following years as opposed to those from speculative transactions during economic upturn such as profit from

committed the misconducts while working at Globlex Securities Co., Ltd. and later at KTB Securities (Thailand) Co., Ltd.  Following the inspection reports of Globlex and KTB and her clients? complaints, the

the same period last year. Most raw materials cost increased following the rising of crude oil price that increased around 6.70% comparing to the same period last year, as well as the slowdown of

4,788.68 4,865.66 +1.61% Selling and Administration 103.61 104.66 114.92 95.48 392.98 418.67 +6.54% EBIT 84.88 61.10 (3.27) 54.22 432.47 196.93 -54.46% Net Profit 70.56 50.78 (0.34) 45.53 358.62 166.54

sales and marketing promotion expenses. 5. In Q1/FY2017, the Company received dividend income from the affiliates around 45.91 million baht. Overall, in Q1/FY2018, the Company has net profit around 104.37

which was audited by the auditor . The results of operations are as follows . The Company's operating results for the year ended December 31, 2017, showed a net profit (loss) of Baht (31.16) million

Baht 46.53 million for the year ended 31th December 2018 and 2017 respectively. The increase of Baht 64.99 million in the profit is mainly due to the following. 1. A increment in the Group’s revenue

increased 7.45 million baht or 7.66% comparing to the same period last year, which was an effect from the labour wages adjustment. Overall, in Q2/FY2019, the Company had net profit around 50.78 million baht