derivatives positions held by a client; (2) profits or any other interests obtained from derivatives trading of a client; (3) warehouse receipt, bill of lading, or any other instruments representing entitlement
Exchange Commission concerning determination of fees for filing, registration and other applications. The Office shall disclose the name of person obtained an approval for renewal in the Office’s electronic
person obtained an approval for renewal in the Office’s electronic work system within thirty days as from the date the Office receives complete application and supplemental documents. In case the Office
fee according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that
. The significant increase was the increasing account payables of Baht 47.52 million due to the construction project execution which was in line with the increase of unbilled completed work value. The
project execution which was in line with the increase of account receivables while the advance payment as per construction contracts decreased Baht 17.81 million due to periodical deduction upon work
derivatives broker shall provide evidence relating to derivatives trading as follows: (1) evidence relating to the taking and execution of customer’s derivatives trading order containing at least the details of