education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
emphasis on practical regulations beneficial to all parties, cooperation with private sector on investor education, development of corporate governance in substance by emphasizing roles and duties of company
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
Property to Ladprao Education Company Limited, the operator of Ladprao Bilingual School (“LBS”), and its parent company, L.P Holding Co., Ltd. at the selling price of Baht 191.50 million within 6 months
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additional professional education or training); (D) a civil money penalty for each such violation, in an amount equal to— (i) not more than $100,000 for a natural person or $2,000,000 for any other person; and
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3
skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of