. Clause 10. In the case where it appears later to the Office that securities company violates or fails to perform in compliance with this notification or the service provider does not have qualification as
the service provider does not have qualification as specified in Clause 3, the Office may order such securities company to rectify, do or refrain from any act related to the using of back office service
securities company shall have the following qualifications: (1) Having academic qualification and work experience in accordance with the following rules, except being granted an exemption by the Office: (a) In
company shall have the following qualifications: (1) Having academic qualification and work experience in accordance with the following rules, except being granted an exemption by the Office: (a) In respect
qualification and do not have prohibited characteristics as specified in the Notification of the SEC Office3; The provision in the first paragraph shall also be applicable to a director, a manager and a partner
reliable financial reports and have appropriate number and qualification of independent directors. As representatives of the six institutional investors, having responsibility to manage more than 7 trillion
-decoration: underline;"> พิจารณายอมรับผู้ติดต่อกับผู้ลงทุนระหว่างไทยและสิงคโปร์ ภายใต้บันทึกความเข้าใจ ด้วยสำนักงานได้ริเริม โครงการ Cross-Recognition of Qualification
บัตทิี่กําหนดมดีังนี ้ คุณสมบัติของหุนตางประเทศ Quantification Qualification - มีมูลคาตลาดเฉลี่ยแตละไตรมาสไมต่ํากวา 10,000 ลานบาท ติดตอกัน 4 ไตรมาส - จดทะเบียนในตลาดหลักทรัพย ในลักษณะใด ลักษณะหนึ่งดัง