regulations of SEC, for assurance the clients identity, providing suitable clients services and preventing any money laundering or any financial supports towards terrorist groups, which is also in accordance

Companies (ASCO), the Thai Life Assurance Association (TLAA), and the Thai General Insurance Association (TGIA). Following their first declaration of intent of collective anti-corruption on March 11 last year

further improve its quality assurance systems. At the end of the day, investors will be more confident in financial statements of state owned enterprises,? said Ms.Prapee Ankinandana, OAG Deputy Auditor

, and (c) continuing education, quality assurance and investigative and disciplinary systems. 5. The system of public oversight shall have the right, where necessary, to conduct investigations in relation

LIMITED SEC has ordered AI Energy Public Company Limited (AIE) and its parent company Asian Insulators Public Company Limited (AI) to cooperate with their auditors for the audit of the companies’ annual

, the SEC Board ordered Zipmex to return assets to its clients as per their requests.Later, at the meeting on 21 February 2024, the SEC Board considered that Zipmex had failed to comply with the

, Sakkarin tricked the client to believe that there were trading transactions in the client's account at Apple Wealth by showing fake trading documents to the client. Later, the client ordered to sell shares

her employer for six months. The SEC thus ordered another two months? suspension to complete the term.  AEC Securities:  (10) {K}, capital market investment consultant and investment planner, is

and Analysis Yearly Ending 31 Dec 2021 (Revised Template) SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 31 March 2022

Time Heading Link Data not found SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 20 September 2023