matter for which the members provide services; (d) members shall not disclose any client’s information which becomes known to them through the course of business operation and normally should be kept
of PVD factsheet and pooled fund data report. The SEC conducted a public hearing to seek stakeholders’ comments and suggestions on this matter during the months of October and November last year
management of GIT and conduct a public hearing on this matter to seek comments and suggestions from stakeholders and the general public. Concurrently, the SEC Board’s meeting has also approved the amendments
Earlier in March, the SEC Board passed a resolution approving in principle the establishment of the Digital Asset Regulatory Sandbox. Later in May, the SEC conducted a public hearing on this matter
contacting various investors and had been studying the details of investment proposals from investors for some time, but had not yet reached a conclusion on the matter. In fact, however, during that time, JKN
termination of service or any other actions in similar manners. The regulations in this matter will become effective as from 1 April 2022. Digital asset business operators who have already provided services
therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide
matter to allow mutual funds to invest in other mutual funds under management of the same asset management company up to three tiers** to increase flexibility for asset management companies to manage