their rights of voting for the units they hold beyond the one-third rule. In addition, business operators offering mutual fund brokerage services to omnibus accounts have to observe the regulations

securities accounts registered with the BOT . _____________________

listed companies have become targets of tender offers each year. This accounts for approximately 2 percent of 712 listed companies with the total offering value of 1.36 billion baht per year or about 1

At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of

accounts of those related clients. She later withdrew the money for her own personal gains, causing damage to the solicited clients who had made the deposits in the first place. Consequently, Maybank Kim Eng

express and did not express opinion on such financial statements indicating that the records of allowances for possible losses on collection of short-term loan to subsidiary and trade accounts receivables

record the allowance for doubtful accounts on the advance payment to Mrs. Churairat E.Bonython, SCAN chairman of the board of directors and executive board, in which the auditors of both companies opined

? trading accounts to trade TRAF shares in concealment and on a continual basis to mislead and induce the general public into buying and selling such shares. The act of Lalana was considered contravention of

material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company

via internet trading accounts of the clients. In case of {B}, the SEC found that he failed to record a large number of clients' securities trading orders. {B} admitted to his employer that he took those