falsely said to be listed on the Stock Exchange of Thailand even though it has already been listed. The clients transferred money to his account for trading such shares, but he did not do so for the clients

falsely said to be listed on the Stock Exchange of Thailand even though it has already been listed. The clients transferred money to his account for trading such shares, but he did not do so for the clients

Bangkok, 4 January 2018 ? The Criminal Fining Committee has imposed separate fines on four offenders for publicly offering debentures without approval.The four offenders are: (1) Marnfah Group Co

. (Pace One) and Pace Project Three Co., Ltd. (Pace Three) and submit to the SEC as well as publicly disclose the information within 14 days.PACE's auditor issued a disclaimer of conclusion on the

, seven applicants* submitted an application for a digital asset business licence under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018); four of them were granted a licence, and two

Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or

typically on the internet. It is another alternative for small- and medium-sized enterprises (SMEs) and startups to gain access into funding sources and, in exchange, enterprises issue equities or

conference on 11 October 2018 on “Sustainability and Connectivity”. This conference aimed at allowing capital market supervisory agencies in ASEAN to exchange their views, opinions and experiences, as well

แทนจากบริษัทจดทะเบียนในตลาดหลักทรัพย์ไลฟ์เอ็กซ์เช้นจ์ (LiVE Exchange) และนายไพบูลย์ ดำรงวารี ผู้ช่วยเลขาธิการ ก.ล.ต. ร่วมแลกเปลี่ยนความคิดเห็น

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have