invested in listed securities on the Stock Exchange of Thailand and the Market for Alternative Investment (MAI);(2) Investors are permitted to deduct an actual investment amount, but not exceed
Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to
for learning courses on securities and derivatives investment and also used a Line group as a channel for recommending which securities and derivatives to invest. He received a payment in return from
effective manner to reduce non-recyclable and single-use waste to the minimum. The campaign attracted a number of business sector units and was officially launched on 4 December 2019, Thai Environment Day
Sangwian Intarawichai Auditorium, the Stock Exchange of Thailand on 16 December 2019 with more than 400 participants, comprising executive directors, members of audit committees, and executives of listed
Earlier, the SEC Management led by Secretary-General Ruenvadee Suwanmongkol had a meeting with Mr. Robert Scharle, CEO of LuxSE, and executives on 31 January 2020 to discuss and share experiences
The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop
Professional Accounting Standards, the Code of Ethics for Professional Accountants and Provisions of the Law on Professional Accountants such as the Thai Standards on Auditing (TSA) concerning the Auditor’s
SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market
challenges and issues. The meeting was followed by the 8th AARG Inspection Workshop on 17-18 June 2021 to exchange knowledge and experience in audit supervision undertakings among the AARG member countries and