alternatives to be used as a credible reference for access to financial tools and services that support transition activities towards climate resilience.Throughout the consultation, BOT and SEC received
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
affected client. Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
Financial Services Agency of Japan เป็นประธาน ให้เป็นเจ้าภาพการประชุม APRC ในช่วงครึ่งหลังของปี 2563 ที่ประเทศไทยอีกด้วย IOSCO APRC มีสมาชิกประกอบด้วยหน่วยงานกำกับดูแลและหน่วยงานที่เกี่ยวข้องในตลาดทุนของ
deadline. On 1 April 2021, by virtue of Section 35 Paragraph 2 of the Emergency Decree, the SEC Board Meeting No. 6/2564 passed a resolution ordering Huobi to suspend its services temporarily and rectify
companies and derivatives intermediaries aims to enhance flexibility for business operators in providing services to investors and to support their adjustment to the changing situation. Meanwhile, the SEC
from 11 June 2021 onwards without retrospective effect. Essentially, the Notification prescribes that digital asset exchanges set their listing rules and prohibits the exchanges from providing services
คอนเวนชันเซ็นเตอร์ แจ้งวัฒนะ กรุงเทพฯนอกจากนี้ ก.ล.ต. ได้ร่วมจัดแสดงบูธภายใต้แนวคิด Digital SEC เพื่อให้ข้อมูลเกี่ยวกับเทคโนโลยีและนวัตกรรมในตลาดทุน ซึ่งประกอบด้วย 4 เรื่องหลัก ได้แก่ (1) Digital Services