ensure compliance with respective laws and developing capital markets of the two countries.  The MoU, signed by SEC Secretary-General Vorapol Socatiyanurak and SECC Director General Ming Bankosal, aims at

Securities or Plain Debt Securities will be streamlined, as long as the Prospectus is prepared in accordance with the ASEAN Disclosure Standards. The Framework requires both Home and Host Authorities?? to

client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint

Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with

Bangkok, June 24, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against directors and executives of G Steel PCL (GSTEL) and G J Steel PCL (GJS) for

-General said that under the primary listing regulations, the supervision on foreign companies? public offerings of shares in Thailand will be in line with those applicable to Thai companies while certain

individuals or the two aiders from (5) to (6) during 10-22 April 2013 which was the period when CP ALL Public Company Limited (CPALL) was in negotiation with SHV Netherland B.V. (SHV) to purchase 154,429,500

Bangkok, February 10, 2016 ? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against Global Consultant Co., Ltd. and Neil

not involve with the charges pressed by the DSI regarding the contract dated May 3, 2012 where BMA by KT hired BTSC to operate railway operating system and provide maintenance and ticketing services in

attract more global funds.SEC Secretary-General Vorapol Socatiyanurak revealed that ?I was very pleased with the outcome of this first meeting of heads of capital market policy makers and regulators in the