Bangkok, February 10, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved an exemption of requirement to conduct suitability test for
Bangkok, June 10, 2014 - The SEC suspended two capital investment consultants, namely {A} and {C}, and a securities investment consultant {B} for trading securities on behalf of the client and
Bangkok, March 5, 2015 ? The ASEAN Capital Markets Forum (ACMF) announced that the Securities Commission Malaysia, the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission
of Thai capital market. This will be beneficial for the operation of businesses and investment decision making of investors.Rapee Sucharitakul, SEC Secretary-General said that the SEC will commence the
and a minimum of 10 million baht in paid-up capital will also be applicable. Meanwhile, annual license fee will be lowered for the all Type D licenses brokering at least 3 types of the investment unit
duties honestly in violation of Clause 23(1) and characteristics of personnel in the capital market business under Clause 31(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8
Asia Corporation Public Company Limited (“MLINK”), disclosed false statement by denying the news about MLINK’s capital increase to the Stock Exchange of Thailand with the intention to mislead the public
Capital Market Supervisory Board. Mr. Kumpol later filed the report (Form 59-2) to the SEC Office on 24 July 2023. SEC Act S.59 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 15