assets in accordance with the Derivatives Act B.E. 2546 (2003) to ensure clearer protection of customer assets. The main focuses of the proposed regulations are as follows:                 1. Where a

Bangkok, 21 September 2016 ? The SEC has filed a criminal complaint with the Department of Special Investigation (DSI) against Mr. Khumsup Lochaya for insider trading of Superblock Public Company

Companies Association, and Capital Market Academy Alumni Association, with an objective to restore a total of 75 schools affected by last year?s flood disaster. The SEC was assigned to restore three schools

trust established with an objective to seek benefit from investment pools for investors as securities issuer under the Securities and Exchange Act of 1992. Defining trust as securities issuer aims to form

. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker

Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing

other individuals through clients? accounts and non-compliance with conducts of securities company in relation to record keeping of investment advice and trading orders in violation of Clause 14(2) and 14

be a close-end fund with the registered capital of not less than 2 billion baht;           (2) The fund may invest directly in infrastructure or indirectly by holding more than 75 percent of the

Bangkok, 11 October 2016 ? The SEC is urging the shareholders of JMT Network Services Public Company Limited (JMT) to study information carefully with regard to the company?s proposal for a waiver of

passwords, as was similarly the case at Globlex. In so doing, {A} also made a profit sharing agreement with certain KTB clients. KTB has already terminated her employment.{A}'s misconducts were deemed (1