of the Ministry of Natural Resources and Environment, Securities and Exchange Commission, and Stock Exchange of Thailand, with the pilot period of 2 months from May to June 2020. There were 10

invested in listed securities on the Stock Exchange of Thailand and the Market for Alternative Investment (MAI);(2)    Investors are permitted to deduct an actual investment amount, but not exceed

Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to

such action. Athit’s acts are liable to operating securities business without license in contravention of Section 90, which is subject to the penalties under Section 289 of the Securities and Exchange

. The opening of the campaign was attended by 32 listed companies in the Stock Exchange with an opening speech given by Chairman of SEC Board Worawit Champeerat.The Vibhavadi Zero Waste campaign was an

Sangwian Intarawichai Auditorium, the Stock Exchange of Thailand on 16 December 2019 with more than 400 participants, comprising executive directors, members of audit committees, and executives of listed

a LuxSE listing guidelines and communicate to debt issuers, and cooperate with LuxSE in providing in-depth knowledge and answering further questions. LGX is the world’s first green exchange which

89/7, Section 307, Section 311, Section 312, Section 313, Section 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and Section 83, Section 86 and Section 91 of the Penal Code, as the

.  ** Securities company means any company, or financial institution licensed to undertake securities business under the Securities and Exchange Act B.E. 2535 (1992) (SEA).

capital market auditor in compliance with the revised notification.  __________________________ Remarks: * Notification of the Office of the Securities and Exchange Commission No. Sor