Bangkok, June 28, 2016 ? The Criminal Fining Committee has imposed fines on nine manipulators of the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares, with

approvals and banned them from re-entering the industry for the total of two years, starting from June 30, 2016. ------------------------ Notes: 1. {X1} Securities (Thailand) Co., Ltd. can still operate

project within June 30, 2012. For information on the criteria and how to join the project, please visit www.sec.or.th/ipop? or call 0-2263-6000 press 2, said SEC Secretary-General Vorapol Socatiyanurak

: Rules on Personnel in the Capital Market Business dated 3 June 2014.

method was not allowed according to the company's articles of association. Later, on 26 June 2017, the Department of Business Development, the Ministry of Commerce issued an order rejecting the

business personnel under Clause 31(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, which has

violation of Section 307, 311, 312(2) in conjunction with 313 of Securities and Exchange Act B.E 2535 ("SEA").On June 28, 2011, the Southern Bangkok Criminal Court convicted Suradej Mookayangkul, the

.  ________________ *Violation of Clause 23(1) under the Notification of the Capital Market Supervisory Board No. Tor Lor Thor 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, which is deemed a

Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications. Besides, as the suspension on approval of investment consultant was the 2nd category of the prohibited

Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.