, comprising banks, securities companies and asset management companies, could obtain CAC certifications, it will certainly be a strong signal that anti-corruption practices are very important issue to be
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
well as acknowledging the problem. The booth provided basic investment knowledge and sources of information for making decisions, which will help them attaining their life goals and ready for retirement
proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks
certify it. Mr. Nielsen, after the interview, submitted to the SEC the explanatory letters together with documents and evidence several times.The SEC will process Mr. Nielsen?s complaint according to the
Bangkok, November 8, 2010 ? The SEC Board Meeting No. 14/2010 held today has approved in principle the establishment of infrastructure funds upon which the governing regulations will be announced by
comprehensive knowledge and information on the Thai capital market from the early stage of development to the present day. Through the interactive multimedia, the SEC Capital Market Knowledge Center will support
on insider trading and market manipulation offenders under Sections 241 and 243 of the Securities and Exchange Act B.E. 2535 (1992). The bounty and gratuity will be paid in the amount up to 30% of the
Sucharitakul, the SEC?s Secretary-General, revealed that the Capital Market Supervisory Board approved the revision of regulations to facilitate debt securities offerings. An approval of two year program will be
region. Bond issuers will be enabled to raise funds through multi-jurisdictional offerings to non-retail investors with a standard filing form prepared in English language. Rapee Sucharitakul, SEC