Office of the Securities and Exchange Commission. Clause 2. In the case where an applicant for an approval to be a custodian desires to appoint any person as its custodian agent, such applicant shall
Report Form (Form Bor.Lor. 2) as at the end of the latest month. In cases where the company is in the process of preparing Form Bor.Lor. 2, the company shall be allowed to use the figure of 3 Added by the
capabilities fully and cautiously with sufficient information and referable evidence; (c) members shall disclose to clients any case where the members have an interest, whether directly or indirectly, in any
where the derivatives broker is a securities company having duty to appoint an independent director under the Notification issued by virtue of the Securities and Exchange Act B.E. 2535 (1992), if such
directly or indirectly holds shares of the other party in the amount exceeding fifty percent of total issued and paid-up shares; or (2) In the case where the party that manages funds has the power to control
. The Company deemed that such service fees have reasonable margin and in the Company’s capability. In this regard, the Board of Directors, where directors who have interests and/or directors who are
relation to HR System, Accounting & Finance System and System. The Company deemed that such service fees have reasonable margin and in the Company’s capability. In this regard, the Board of Directors, where