high net worth investors only. The new rules will become effective in a year after the announcement date to allow preparation of asset management firms? operations, except revocation of MF for non
market personnel for ease-of-use; for example, qualifications, approval process, and duties of the capital market personnel. The draft rules also include a wealth advisor as a new type of capital market
aims to better listed companies? and financial advisors? understanding on the new rules and help them prepare the reports and Form 56-1 with better quality and in conformity with the rules. The revised
opportunity for new comers to perform technical analysis function in the capital market. The approval term will last two years, providing that the technical analysts will be required to pass certain
of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational
Bangkok, December 15, 2014 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board
auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for
Mr. Wichai Thavornwattanayong Mr.Wichai, in his role as Chairman of the Board of Directors, called for shareholders’ meetings to seek the shareholders’ resolution for election of new directors to
SIRATARN Company Limited Between May 15, 2019 and November 1, 2021, SIRATARN Company Limited (“SIRATARN”) failed to report the acquisition or disposal of Boutique New City Public Company Limited
Mrs. Sirina Pavarolarvidya Between March 29, 2018 and August 17, 2022, Mrs. Sirina Pavarolarvidya failed to report the acquisition or disposal of Boutique New City Public Company Limited (“BTNC