deliver securities according to the agreement. These proposed amendments aim to ensure proper protection for ordinary persons in the institutional investor group. The consultation paper is available at
regulations determining practices to propose agenda items by shareholders and to solicit proxies from shareholders. SEC, therefore, plans to issue regulations on these matters to promote uniformity in the
Outbreak. These temporary measures apply to accounting matters of all businesses, in areas such as, allowance for doubtful accounts, fair value measurement, accounting for amendments to lease agreements
investment in mutual funds with asset allocation in fixed income which has contributed to reducing inequality in the tax rates. Moreover, asset management companies have concerned that these rules impose
company shares and are one of the factors in the selection of securities for SET50, SET100 and SETHD. Yet, given that these important criteria were last revised in 2008, SEC views that it is appropriate for
asset custody to institutional investors. Effectively, the proposed guidelines would level the playing field while maintaining an appropriate level of investor protection.In proposing these rules, the SEC
, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without
baht in a nominee account. In addition, he deceitfully withdrew money from the deposit accounts of six clients and confessed to the bank that he had destroyed documents evidencing these transactions
more effective . These revisions are in line with the IOSCO standards, which helps to further credibility of the Thai capital market and to build up confidence for both domestic and foreign investors
the public prosecutor to file a civil lawsuit against these 11 persons to the Civil Court to impose a civil monetary penalty at the maximum rate permissible under the law. Accordingly, the SEC will