penalties under Section 296 of the said Act. The Settlement Committee therefore imposed on him respective fines of 685,785.60 baht and 500,000 baht, totaling at 1,185,785.60 baht. # # #   

failure to comply with the SEC?s order, the company and its responsible management are liable to violation of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992) with penalties under Section

mislead other persons was in violation of Section 238 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht.

licensed to operate securities business in accordance with the Securities and Exchange Act of 1992. Their actions are in violation of Section 90 and liable to the penalties under Section 289, i.e

violation of Section 243 (2) and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992, i.e., imprisonment for a term not exceeding two years or a fine not exceeding twice the

securities business pursuant to the Securities and Exchange Act of 1992. His action was in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years

and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., up to two years? imprisonment or a fine twice the amount of the benefits received or should have

license under Section 26, penalties under Section 66 may apply. If facts indicate such behavior constitutes an offense, the SEC will consider taking action within its authority. Furthermore, the

Ms. Sujeera managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows

and Mr. Atthavut managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as