ลการทําธุรกรรม SBL ใหรายงานการใหยืมหลักทรพัยทั้งในฐานะตัวการที่ยืมหรือใหยืมหลักทรัพย (principal) และในฐานะ ตัวแทนของผูยืมหรือผูใหยมืหลักทรัพย(agent) แยกตามประเภทลูกคาที่เปนรายยอย หรือสถาบัน
Finance with regulations prescribe the holder can redeem at the certain price or at the minimum price determined on the issuing date, by the securities company that is a selling or redemption agent of such
a selling or redemption agent of such bonds, in this regard such securities company shall: (a) Provide information on risks and description of bond with one or more of the following methods; (1
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a
) B.E. 2551 (2008) stipulates that the issuance of rules, conditions and procedures for securities brokerage and securities dealing and application for and approval of appointment of any person as agent
brokerage and securities dealing and application for and approval of appointment of any person as agent or broker of a securities company is under the authority of the Capital Market Supervisory Board, it is