capital market*, the SEC therefore suspended {A} from his duty as the approved securities investment consultant for one year and six months. Having considered that {A} had already been suspended by his

). In this regard, the SEC has considered introducing PP regulations governing the offering of newly issued shares and CDs by LiVEx-listed companies. The proposed regulatory framework is intended to

, resulting in client not receiving transaction related documents.The SEC has considered Mr. Soontorn’s actions to be a failure to perform his duties or provide services with honesty and good faith, involving

penalties under Section 66 of the Emergency Decree. In this regard, the offense committed by Exmix is considered to have resulted from the instructions or actions of Mr. Chatpon, the director of Exmix

The SEC supports PVDs as a long-term savings and investment mechanism for promoting post-retirement financial security and has considered amendments to the relevant rules to protect members’ rights

status considered only at the entity level) shall apply to entities designated by the SEC, such as ministries, sub-ministries, departments, public organizations, government agencies, or independent

misconduct, Miss Suntaree admitted the wrongdoing to the bank and partially reimbursed the affected clients. The bank subsequently reimbursed the remaining amounts to the clients in full.The SEC considered

assessed. In addition, the compensation to be received by SST from the transaction, at a rate of 2.00 percent per annum, is considered low when compared with the company's cost of financing and alternative

accordance with the resolution of the Board of Directors’ Meeting No. 3/2018, held on 26 February 2018, approving an investment in real estate project relating to hotels and resorts which is considered as an

Baht in Year 2019. 4.2 Payment term According to general trade terms and conditions. - 2 - 5. Transaction Volume 5.1 The above transactions are considered as related transactions in regular business