The Securities and Exchange Commission (SEC), led by Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General, participated in a press conference on “Warning of Online Investment Scams,” hosted

Bangkok, July 22, 2016 ? The SEC is seeking the private sector?s and the public?s comments on a proposed revision to the rules governing the dissolution of listed and non-listed funds to enhance

infrastructure fund project, prospectus, appointment and performance of duty of fund manager and approval of investor contact.Infrastructure fund will become a new investment alternative while private and public

Bangkok, April 18, 2014 ? The SEC is seeking further public comment on revision of asset management company's reporting which was posted for public hearing in late 2013. The revision proposes to

Bangkok, April 18, 2014 ? The SEC is seeking further public comment on revision of asset management company?s reporting which was posted for public hearing in late 2013. The revision proposes to

aims to facilitate private sector?s issuance of new financial products in response to market needs.  Under the proposal, the principle-based set of rules enabling a more flexible coverage of various

Bangkok, January 10, 2014 ? The SEC is seeking public comment on proposed revision to the fund?s investment rules. The proposed revision applicable to mutual fund, private fund and provident fund

Bangkok, June 12, 2015 ?The SEC is seeking public comments on proposed definition of qualified investor or angel investor for the purpose of investment in equity crowdfunding. This type of investor

GovTech.” She joined a panel discussion on the topic “Digital Leader: Shaping Tomorrow.” This event, organized by the Digital Government Development Agency (Public Organization), served as a forum for

Professional Portfolio International Ltd. Professional Portfolio International Ltd. (PPI) colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory