-security basis, (2) Implementing an Auction trading method for securities under Trading Alert, Level 2 or higher, and (3) Implementing an Auto Pause on a per-security basis upon an abnormally high volume of

ตามที่ปรากฏว่า Zipmex ยังไม่ได้เปิดให้มีการซื้อขายสินทรัพย์ดิจิทัลให้เป็นไปตามหลักเกณฑ์ เงื่อนไข และวิธีการในการซื้อขายสินทรัพย์ดิจิทัล (Trading rules) ของบริษัทตามที่ได้รับความเห็นชอบจากคณะกรรมการ

On 11 May 2023, the SEC Board Meeting No. 9/2566 approved the principles for prescribing regulations concerning the application for licenses to operate securities trading center, clearing house

Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an

of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC

/2022 “SEC imposes civil sanctions on four offenders for creating artificial trading volume of three digital tokens on the Satang Corporation Limited’s exchange”, released on 29 December 2022, can be

, and using inside information for trading Roynet shares in violation of Section 300 with Section 56, Sections 59, 238, 241, 246 and 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients

against Mr. Pakorn in the Civil Court, seeking the imposition of civil sanctions requiring him to pay a total amount of 26,888,036.48 baht plus interest, together with a suspension from trading securities

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of MSC shares. The sanctions include a total