a reasonable and necessary ground and that such securities trading is without the intention to seek benefits in the manner of exploiting the clients, or shall be able to demonstrate that there is a
broker under Paragraph 1(2) ceases to operate the derivatives business as the derivatives broker and has given a written notice of such intention to the SEC Office, such securities company shall maintain
operate the derivatives business as the derivatives broker and has given a written notice of such intention to the SEC Office, such securities company shall maintain the net capital at the end of any
later entirely cancelled. His intention in placing selling orders was to test the market, without intention to execute transactions, in such a way that misleads other persons regarding the price or
results Sort by: Relevance Date (Newest) Date (Oldest) Tender Offer - A5 : ASSET FIVE GROUP PUBLIC COMPANY LIMITED Offeror : Mr. Kriangkrai Siravanichkan | Date of submission of the Statement of Intention
: ASSET FIVE GROUP PUBLIC COMPANY LIMITED Offeror : Mr. Kriangkrai Siravanichkan | Date of submission of the Statement of Intention : 24/01/2018 http://capital.sec.or.th/webapp/corp_fin2/cgi-bin
. Chapter1 General Provisions _____________________________ Division 1 Regulatory purpose _____________________________ Clause 2 Due to the undertaking of an intermediary as capital market servicer renders