Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
probed into the case and found that during March 18 ? October 9, 2008, Sornnon, Naraporn, Nacharat and Thanatdej (or Jiraphoj) together with other 10 persons (one person died) colluded or agreed to trade
of Thailand (SET)?s referral, the SEC?s further investigation has revealed that Paweena, then president and chairman of the executive board of UMI, together with Punnaporn, Warunya and Trairath agreed
inappropriate behavior of {B}, an investment consultant of another securities company. Following a customer complaint against {A}, the SEC probed into the case and found that she had sold four securities of the
lawsuit to a civil court currently under the Court of First Instance considerationThe case that appears in the details column is the case of filing a lawsuit accusing Miss Kannida
> currently under the Court of First Instance considerationThe case that appears in the details column is the case of filing a lawsuit accusing Mr. Koravit Asawakul and other 16 persons jointly
> currently under the Court of First Instance considerationThe case that appears in the details column is the case of filing a lawsuit accusing Mr. Pakkawan Wongopasi and other 16 persons
, as the case may be, being offered for investment. The liability for certification of the accuracy and completeness of information contained in this registration statement is vested in the securities
partner or a shareholder, except: (a) being an advisor or a director of a securities company who has no power of management in the securities company; (b) in the case where the exemption has been granted by