regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.
principles for such kind of fund conversion.The key provisions include (1) permission to pay for the purchase of property fund assets during the fund conversion process with trust units or combination of trust
, Ratchanee, Krisda Kulvivat, and Preecha (last name not known) previously filed with the Department of Special Investigation (DSI) after finding indicates that such persons, during January 15 ? July 2, 2002
, 2011 and the item on the purchase of raw material with cash cheques during 2011. In this regard, the SEC directed TUCC to rectify these financial statements, cooperate and satisfy the auditor of
be regarded as that of normal session. Accordingly, trading made during the night session will be combined with the following day ' s transactions.
. Before such information became public, Sinsathien had purchased PRO shares through the trading account of Sompis during January 11-31, 2007. His action was deemed using inside information to gain unfair
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับคณะเศรษฐศาสตร์ และคณะพาณิชยศาสตร์และการบัญชี จุฬาลงกรณ์มหาวิทยาลัย นำเสนอผลงานวิจัยหัวข้อ “Risk Taking Behavior during Downturn
the referral from the Stock Exchange of Thailand, the SEC's probe found that during November 9-22, 2012, {A} purchased 1,786,100 {X1} Company shares based on the company positive non-public information
Bangkok, March 25, 2014 ? SEC Secretary-General Vorapol Socatiyanurak emphasized importance of listed companies? Annual General Meeting of Shareholders (AGM), an event set up every year during March