executive at any securities issuing company and securities company for 12 months each. The banning period shall begin from the date when each offender signs the letter of consent to comply with the civil
consent to comply with the civil sanction. In case any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public
understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA
investor contact for one month, starting from August 10, 2011 and reprimands {B} and {C} on their actions and records their misconducts for reference in case they do not comply with the standards of conduct
to take trading orders from a person who was not the account's owners and did not supervise subordinates to comply with regulations. The SEC, therefore, suspended {C} from his investor contact status
sustainability, uphold investor confidence and adhere to good governance principles. With good governance, the capital market will attract investment.? Vorapol added
is very crucial to build up sustainability, uphold investor confidence and adhere to good governance principles. With good governance, the capital market will attract investment.? Vorapol added
providing trading service for units of foreign collective investment scheme, securities company shall comply with the following requirements: (1) accepting trading order during business hours and on business
comply with social distancing measures. The export to trading partners was also affected. This resulted in a significant decrease of domestic and export sales revenue. 2. The company had lower dividend
฿ 0.99 million. The reason for decreased sales and service revenue throughout the six-month period in 2020 relevant to the coronavirus COVID-19 pandemic situation and to comply with the government measures