1 ความรับผิดชอบของผูนำตอคุณภาพภายในสำนักงาน (Leadership Responsibilities for Quality within the Firm) 20 ด ี (2) ด ี (2) 2 ขอกำหนดดานจรรยาบรรณที่เก่ียวของ (Relevant Ethical Requirements) 15

repositioned for more effective performance, while staff members will be selected and given responsibilities that best fit their competencies, positioning the Company to unlock the full potential of its

shall determine duties and responsibilities for each operational staffs clearly and arrange a communication and rehearsal of understanding on duties to perform, as well as specify in details of

restore its critical operational function within a specified period after operational disruption, companies shall determine duties and responsibilities for each operational staffs clearly and arrange a

information regarding work place location, time period of work, position, scope of work and responsibilities, and proportion of time consumed for asset custody function to the total time of working; □ (c

, scope of work and responsibilities, and proportion of time consumed for asset custody function to the total time of working; □ (c) Personal planning for business expansion (if any). In case where no

Operational Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well

Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well as the

Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well as the

activities in accordance with its responsibilities and the relevant agencies as follows: Stock Exchange of Thailand; Finance Ministry; Bank of Thailand; Office of Insurance Commission; Other agencies, for