Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public Hearing Laws/Regulations Search
entities, e.g., investment consultants 1 and listed companies 2 ______________________________ 1 In case https://www.sec.or.th/EN/Pages/AboutUs/SECPeople.aspx
29.39 KPMG 3 3 1 (Leadership Responsibilities for Quality within the Firm) KPMG 3 KPMG KPMG KPMG KPMG 3 2 (Relevant Ethical Requirements) KPMG Public Interest Entities signing partner engagement partner
Requirements) Public Interest Entities (PIEs) - 3 - IFAC code of ethics 3 3 (Acceptance and Continuance of Client Relationships and Specific Engagements) 3.4 (Human Resources) - 4 - 3.5 (Engagement Performance
prepared in accordance with the Thai Financial Reporting Standards for Publicly Accountable Entities (TFRS for PAEs) in the case of government agencies offering to high-net-worth investors, and requiring the
license or approval properly. The SEC lists of licensed and approved persons are available at www.sec.or.th and SEC Check First application. Also, the Investor Alert List of entities operating business