: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposal of Assets B.E. 2547 (2004) dated 29 October 2004 (as amended) (the “Acquisition and Disposal of Assets
. KorChor. 9/2555 Re: Determination of Definitions of Institutional and High Net Worth Investors By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and
the English version for clearer understanding only. Amended by the Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 49/2558 Re: Approval of Personnel in the
has received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing Manual for the Public. 1 Amended by the Notification of the Office of the
standard for a Non-Publicly Accountable Entities, such securities company may prepare financial statements following expense classification by 1 Amended by the Notification of the Office of Securities and
Establishment and Management of Mutual Funds, dated 16 December 1998, as amended by the Notification of the Securities and Exchange Commission No. KorNor. 23/2542, Re: Rules, Conditions and Procedures for
Management of Mutual Funds, dated 16 December 1998, as amended by the Notification of the Securities and Exchange Commission No. KorNor. 23/2542, Re: Rules, Conditions and Procedures for Establishment and
are major shareholders dated 23 February 2000 as amended by the Notification of the Ministry of Finance, Re: Prescribing the conditions requiring securities company to apply for approval of persons who