. SEC has therefore drafted the rules and regulations on the matters including the rule on collection of copying charges. Proposed draft provisions include:(1) Notification of trustee’s resignation: In
compliance; (2) Revoking notifications that are no longer necessary or become overlapping, for example, repealing the rule requiring asset management companies to notify the fund’s annual report
mutual funds are allowed to invest, requiring asset management companies to notify investors prior to raising fees or expenses, waiving the limitation rule on unitholding over one third when certain
requirements. Digital assets which will be traded in exchanges are required to follow the listing rule of exchanges which must be approved by SEC Board.Any digital asset trading within the digital asset
worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed to invest in complex instruments suitable for their risk profile while receiving appropriate level
underwriting of TAKUNI and CCN securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or
subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the
เลือกและเพิกถอนสินทรัพย์ดิจิทัล (listing and delisting rule) หลักเกณฑ์การซื้อขาย ชำระราคา และส่งมอบสินทรัพย์ดิจิทัล และหลักเกณฑ์ในการจัดให้มีผู้ดูแลสภาพคล่องทั้งนี้ สำนักงาน ก.ล.ต. ได้เผยแพร่เอกสารรับฟัง
include rule revisions to require SEC approved auditors work for audit firms having audit quality control system and inspections to ensure the quality assurance of audit firms? procedures both firm and
periods. Additionally, the comparative study on mutual fund performance amongst ASEAN countries demonstrated the highest level of performance persistence in Thai equity funds. Chanchai Mateepithaktham, the