the product and receive sufficient information before making investment decision. Intermediaries must comply with know your customer/client due diligent rule and request investors to take suitability
(ADB) at the ACMF's request. The ACMF will further discuss the recommendations with relevant stakeholders including the exchanges. At the ACMF's 26th meeting, the ACMF acknowledged ADB's support in
risks and returns depending on different factors, terms and conditions. It is important to seek details of the funds to be invested from selling agents as well as request and study the fund fact sheets
after closing of tender offer and therefore, have absolute control over the authority to drawdown the loan. Shareholders should be cautious on the matter and request the company to establish a concise
advised to exercise discretion in making mutual fund purchases and should request purchase evidence at the point of sale, which must be generated by proper system to ensure completion of their purchase
client upon the request to take care of the trading account. She also sought assistance from a team member, an investment consultant in the team who was in charge of this client's account, to execute the
Exchange Commission (“SEC”), has already registered its dissolution with the Business Development Department, the Ministry of Commerce, on August 31, 2016 and the end of liquidation process on June 27, 2017
manager is terminated, such position is required to be registered with the Company and Partnership Registrar of the Ministry of Commerce. The securities company shall submit a copy of such registration
are expected to be held during June – September 2018 and the registration of a new company with the Ministry of Commerce is expected to take place during September 2018. บริษทั นามยง เทอร์มนัิล จ ากดั
issuance of warrants and underlying shares; (5) a copy of a shareholders’ resolution approving the issuance of underlying shares; (6) a copy of the company’s certificate issued by the Ministry of Commerce no