Commission concerning Rules, Conditions and Procedures for Application of Licenses and Granting of Licenses for Operating Business as Securities Clearing House, Securities Depository and Securities Registrar
less than thirty days before terminating the operation or before the expiration date in accordance with the procedures and methods specified in the Licensing Manual for the Public; (2) revocation of
the operation or before the expiration date in accordance with the procedures and 5 methods specified in the Licensing Manual for the Public; (2) revocation of approval by the SEC Office in accordance
Public Company Limited By virtue of paragraph one and paragraph three of Clause 12 of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for
(6) as amended by the Notification of the Office of the Securities and Exchange Commission No. KorNor. 1/2550 Re: Rules, Conditions and Procedures for Establishment and Management of Funds (No. 4
) in conjunction with Clause 18 (6) as amended by the Notification of the Office of the Securities and Exchange Commission No. KorNor. 1/2550 Re: Rules, Conditions and Procedures for Establishment and
Securities and Exchange Commission concerning rules, conditions and procedures for appointing and performing of duty of fund manager; (2) application for approval of personnel whose name is listed in the
Market Supervisory Board TorNor. 34/2553 Rules, Conditions and Procedures for Liquidation of Mutual Funds (No. 2) 10/08/2010 01/09/2010 5. Notification of Capital Market Supervisory Board TorNor 76