in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
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Approval Deficiencies and Action Taken {{detail.auditor}} {{detail.auditor2}} {{detail.number}} {{detail.periodApproval}} {{detail.operation}} {{detail.operation2}} {{detail.labelLink}} List of auditor with
Practice Guidelines No. NorPor. 4/2559 Re: Practical Guidelines for Business Continuity Management _______________________________ Reference is made to the notification of the Capital Market Supervisory
Guidelines No. NorPor. 4/2559 Re: Practical Guidelines for Business Continuity Management _______________________________ Reference is made to the notification of the Capital Market Supervisory Board No
circumstances the CRA has not informed such rated entity, obligor, or arranger prior to disseminating a credit rating action, the CRA should inform such rated entity, obligor, or arranger as soon as practical
management companies through actionable climate action plans, focusing on the governance aspect in line with the Investor Climate Action Plans (ICAPs). Developing climate action plans provides asset
categorized by issues 2022 3 Action on financial statements of listed companies 2022 4 Action on approved persons 2022 5 Aggregate complaints data 2022 6 Investigations classified by types of offences
Suksakorn, Director of the Data Management and Analytics Department. The purpose of the visit was to foster creativity in technology and digital innovation and to encourage the practical application of
for advancing Thailand’s digital asset businesses. This meeting was the first policy discussion in the first half of the year, apart from other joint practical meetings. It was held on 4 July 2024 at