compared to the first quater of 2017, or up to 263.76%. Total incomes were included brokerage fees income, fees and services income, interest income on margin loan, gain and return on financial instrument
. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing
entrusted to perform the duty for a securities company. Clause 3/2. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A
the securities dealing which are not debt instrument mutatis mutandis . Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing, to be approved by the Board
possible, for example, offering new activities, sale promotions, tickets with special price for a short term, or inviting overseas performing groups to make performances, etc. Therefore, the Company has been
adequate manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; (6) for central securities depositories, systems and rules with
the more effective management its loans portfolio and government investment incentives make it possible to save more on tax expense. 2. Analysis of Financial Status – in 2017 and 2016 Assets Financial
characteristics; (2) complex instrument investment consultant means an investment consultant providing consultation on capital market product not having complex characteristics as well as the product having high
be explained together with name list of other shareholding. The explanation, i.e., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC