. Although the analysts have in place rigorous analytical systems, it is not possible for them to verify accuracy of the information due to their inability to access the proof of accuracy of the accounts

Consultation to inform ISSB’s next two-year workplan and possible pathways towards the adoption of ISSB Standards in ACMF jurisdictions. In conjunction with this Meeting, interaction between ISSB and ACMF’s

account the client preferred. In so doing, {E} did not contact nor inquire the client's demand directly even though it was possible to do so. Instead, she asked an employee who was not an approved

’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED   Securities Code: MAJOR   2. Date of action resulting in reporting obligation 25/09/2019 Foreign Securities company MACQUARIE BANK LIMITED (     ) Direct

’ name CAZ (THAILAND) PUBLIC COMPANY LIMITED   Securities Code: CAZ   2. Date of action resulting in reporting obligation 11/12/2019 Thai Securities company KTB SECURITIES (THAILAND) PUBLIC COMPANY LIMITED

’ name GLOBAL CONSUMER PUBLIC COMPANY LIMITED   Securities Code: GLOCON   2. Date of action resulting in reporting obligation 11/12/2019 (     ) Direct sale/purchase   (  ) Other (please specify) Trade

’ name HUMANICA PUBLIC COMPANY LIMITED   Securities Code: HUMAN   2. Date of action resulting in reporting obligation 09/12/2019 Foreign Securities company INSTINET (ASIA) (     ) Direct sale/purchase

’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED   Securities Code: MAJOR   2. Date of action resulting in reporting obligation 30/01/2020 Foreign Securities company MORGAN STANLEY N CO. INTERNATIONAL

’ name HUMANICA PUBLIC COMPANY LIMITED   Securities Code: HUMAN   2. Date of action resulting in reporting obligation 13/02/2020 Foreign Securities company Liquidnet CSFB (     ) Direct sale/purchase

’ name QTC ENERGY PUBLIC COMPANY LIMITED   Securities Code: QTC   2. Date of action resulting in reporting obligation 18/02/2020 Thai Securities company FINANSIA SYRUS SECURITIES PUBLIC COMPANY LIMITED