operational procedures as well as rules and regulations in relation to listed companies and securities trading, some of which have already obtained approval from the SET Board of Governors, i.e., the revamp
, the SEC proposes the following supplementary principles to enhance investor protection: 1) AMCs intending to establish crypto ETFs must demonstrate readiness in terms of personnel, operational systems
Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Securities Company; (2) the Notification of the Office
paragraph relating to computer or electronic system: (1) the Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information
issued by virtue of Section 117 of the Securities and Exchange Act B.E. 2535 (1992) ; (2) units of a foreign collective investment scheme. Clause 37 To enable operational continuity of intermediary in
Clause 37 To enable operational continuity of intermediary in accordance with Clause 12(3) of the Notification on Standard Conduct of Business in case of providing service for acceptance of trading orders
will be valued using fair value method and the difference in fair value will be reflected in Goodwill. However, the company remains committed to implement operational excellence and the optimization of