advance. In this regard, the securities company shall set out the rules which requires a written authorization for seeking an approval. 12 As amended by the Notification of the Securities and Exchange
. ------------------------------- Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of
for seeking an approval. Clause 12/3. In the case where the securities company finds that the act of an investor contact may violate or does not comply with the rules prescribed by the Notification of
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and
Page 1 RJH – SET 14/2019 13 August 2019 Subject : Notification of Asset Acquisition and Connected Transaction To : The President The Stock Exchange of Thailand Attachment : Information memorandum on
Clause 5 of the Notification of the Capital Market Supervisory Board No. TorChor. 34/2551 Re: Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares dated 15
of a certificate (Utility Tokens Group 1), are exempt from the requirement to obtain approval for their offering. Utility tokens that are ready for use and fall outside of Group 1 (Utility Tokens Group
approval of, and registration with, the SEC Office with the objective to promote and develop securities businesses in the category of investment management. Clause 2 This Notification is intended to
auditor who has been approved by the SEC Office in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Granting of Approval for Auditors except for the