normal market condition became affected during 9 January - 28 February 2013.Such offences were in violation of Section 243 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83

$110,274.67 US which is in contravention of Section 90 of the Securities and Exchange Act B.E. 2535 and Section 343 and 83 of the Penal Code.On March 28, 2013, the Southern Bangkok Criminal Court sentenced Ravi

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

, violating Section 301. On February 9, 2011, the court sentenced the accused to one-year imprisonment. The accused appealed against the judgment of the Court. SEC Act S.301 Criminal Complaint Filed with an

. CJB Asia Co., Ltd., and Desktop Marketing Co.,Ltd. violated Section 301. The public prosecutor issued a prosecution order; however, the alleged offender has evaded the arrest and has been pursued for

invest in securities, in Thailand under the name of " Gulf Pacific Asset Management Ltd." without proper licenses granted, violating Section 90. The public prosecutor issued a prosecution order

securities, in Thailand under the name of " Gulf Pacific Asset Management Ltd." without proper licenses granted, violating Section 90. The public prosecutor issued a prosecution order; however

violation of Section 315 of the Securities and Exchange Act B.E. 2535. On October 7, 2020, the Criminal Court sentenced the defendant to 10 years in prison. The defendant exercised the right to appeal. The

action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). This case is under consideration of the public prosecutor. DV Act S.16 Criminal Complaint Filed with an Inquiry

World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section