that made the intermediary has been determined to have prohibited characteristics thereof; (7) having not been prohibited, suspended or restricted to undertake business by the Capital Market Supervisory
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capital market. Furthermore, currently business operators can carry out other businesses right away if the conditions are met, whereas TSFC Securities Public Company Limited (TSFC) must acquire prior
Prince Palace Hotel, Maha Nak, Bangkok. SEC Secretary-General Ruenvadee Suwanmongkol said that SEC encourages businesses in the capital market to conduct business with due regard to good governance