and organizations, with the objective to promote research and exchange of views on the capital market. The contest was open to the public, no regards to whether they are personnel in the capital
baht.In addition, as Pathaipoom and Chalalai are also capital market personnel, their involvements with the aforesaid share manipulation are subject to SEC?s consideration.(2) KC price manipulation
was liable to 4 years and 12 months with no suspension of a sentence and a fine of B1,178,250,000.The aforesaid proceedings resulted from cooperation between criminal justice personnel including inquiry
personnel for 10 years. (2) {B} , an investor contact of KTB Securities Co., Ltd., aided other persons in sending trading orders of TRAF shares in a manipulative manner. She was fined for her assistance in
personnel to support its expansion such as Cardiac Medicine department and Opthalmology department. Selling Expenses For the 6-month periods of 2015 and 2016 , the Company and its subsidiary incurred selling
securities brokerage of securities company, the term “personnel” and “employee” under this Notification shall also include any person who is entrusted to perform the duty for a securities company. Clause 3/2
/1.6 For the purpose of supervision the undertaking of securities brokerage of securities company, the term “personnel” and “employee” under this Notification shall also include any person who is
) Being able to show that it has established effective policy and measures for prevention of conflicts of interest, improper access to inside information among work units and personnel (Chinese Wall
management system; (7) Being able to show that it has established effective policy and measures for prevention of conflicts of interest, improper access to inside information among work units and personnel