calculating net asset value of fund or securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for
assistance period for 3 months to Advance Power Conversion Co., Ltd. (“APCON”), the associated company and connected person, in the amount of loan 30 million baht, the details of transaction as follows; 1. The
Board of the Stock Exchange of Thailand Re: Disclosure and Practice of Listed Company in Acquisition or Disposal of Assets B.E. 2547 and (b) the connected transaction under the Notification of Capital
client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs/2249pe.doc 8500pe.doc investment in securities or derivatives in the manner of giving an opinion or sharing an investment
: (1) Keeping the client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs/2249pe.doc 8500pe.doc investment in securities or derivatives in the manner of giving an opinion or
providers by allowing the custodial wallet providers that are listed companies or subsidiaries in the group, who have expertise, experiences, and readiness in custody of securities and other financial assets
accounts and to transfer investment money into those accounts several times in the amount totaling 23 million baht. However, Phisit did not open the accounts for clients but used such money for securities
Hundred Forty shares) preferred share : - share (- share)” in addition, Mr. Eugene S. Davis or Mr. Varah Sucharitakul or any person designated by Mr.Eugene S. Davis or Mr. Varah Sucharitakul shall be
assets have been in custody of the intermediary , the administrative system shall be provided adequately in order to protect the client ’s assets and comply with the specific Notifications stipulating
included. 4. Assets used in business undertaking 4.1 Describe the significant characteristics of the permanent core assets which the Company and the subsidiaries use for business undertaking with or without