.pdf ethical.doc Relationships: Are there any business relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint
brokerage firm stating that {C} sent trading orders through client's account without evidence of trading orders from client. The SEC investigated on the case and found that there were trading orders in
individuals are banned from engaging in or associating with any securities or derivatives business firm and their registrations with the SEC as securities business personnel have been revoked. The findings in
Company”) No.3/2562 held on 29 April 2019, has passed the resolution to approve financial support from Link Capital I (Mauritius) Limited (“Link Capital I”) in addition of USD 4 million or equivalent to THB
เมื่อวันที่ 29 เมษายน 2562 ได้มีมติอนุมัติรับความช่วยเหลือทางการเงินจากบริษัท Link Capital I (Mauritius) Limited (“Link Capital I”) เพิ่มเติมจ านวน 4 ล้านเหรียญสหรัฐ หรือประมาณ 127.49 ล้านบาท (อัตราแลก
BOT website (link) and SEC website (link) from 30 June 2023 onwards. Other access channels will be available in the future.In addition, BOT and SEC will co-organize a seminar on, “Thailand Taxonomy
) นาง ทิพย์นภา จิตต์แจ้ง ผู้รายงาน หุ้นสามัญ 29/11/2564 50,000 7.00 ซื้อ Link เถ้าแก่น้อย ฟู๊ดแอนด์มาร์เก็ตติ้ง จำกัด (มหาชน) บมจ.(TKN) นาง ทิพย์นภา จิตต์แจ้ง ผู้รายงาน หุ้นสามัญ 30/11/2564 20,000 6.80
methods of Acquisition/Disposition Remark EMC PUBLIC COMPANY LIMITED (EMC) Mr. Chanachai Leenabanchong Reporter Common Share 16/05/2019 12,191,200 0.27 Purchase Link EMC PUBLIC COMPANY LIMITED (EMC) Mr
) Miss RATTINART BOONPRAKOBSAK Reporter Common Share 21/06/2021 5,000 Revoked by Reporter 25.25 Purchase Link ADDTECH HUB PUBLIC COMPANY LIMITED (ADD) Miss RATTINART BOONPRAKOBSAK Reporter Common Share 21
) Mr. SUTHIPORN CHANDAWANICH Reporter Common Share 02/07/2021 550,000 2.58 Purchase Link NAVANAKORN PUBLIC COMPANY LIMITED (NNCL) Mr. SUTHIPORN CHANDAWANICH Reporter Common Share 18/11/2021 300,000 2.52